Global Liquidity Exchange & Compliance
GLX complies with the SERC regulatory requirements and has in place internal risk management controls to ensure that it is sufficiently capitalized to support its operations. External audits supplement GLX operational and accounting process and ensure full regulatory compliance.
We are driven by a passion for innovation, a commitment to excellence, and a focus on client success.
Regulation & Compliance
Our clients benefit by:
- Segregation of Client Funds – When funding your trading account your funds are held in client segregated accounts with top tier banking institutions. GLX complies with the Regulations and employs strict policies and procedures regarding the maintenance and operation of these accounts.
- Anti-Money Laundering – In accordance with the Anti-Money Laundering and Counter Terrorism Financial Act, GLX has in place policies and procedures to ensure compliance with the law. These policies and procedures are designed to prevent money laundering activities from occurring. GLX Anti-Money Laundering policy outlines the documents that you must provide us before opening an account.